Financial Services

We have broad experience in Australian financial services and securities law. We provide bespoke services to guide you through financial licensing obligations, disclosure documents and ASIC investigations. Additionally, we offer compliance and regulatory services for funds, whether wholesale, retail or venture capital.

Managed Investment Schemes and AFSL Compliance

We work with AFSL holders and Responsible Entities for Hire to build compliant wholesale and retail fundraising structures

Australian Credit Licensing  and Compliance

We work with the holders of ACL's to build compliant credit provision and lending structures and assist businesses in their credit activities.

Capital Markets

The Nxt Legal team provides innovative and effective advisory services on Capital Markets to help clients with corporate finance and capital raising solutions to grow their businesses.

Fund Compliance Service

At Nxt Legal we provide fund regulatory compliance and entity management to private funds, tailoring our offering to suit our clients individual needs.

Financial license services

Navigating ,through the financial services industry ,can prove to be difficult on your own.The NXT Legal team provides and aims to develop and provide compliant business solutions. We offer a full range of financial licensing and regulatory issues that include:

  • AFSL applications, licensing requirements and compliance
  • Establish, register or review scheme
  • Preparation of product disclosure statements

All the financial services you need, all in one place.

We offer a wide range of financial services to meet every type of need.

  • 1. Funds (mutual and private equity)
  • 2. Capital raising and capital markets
  • 3. Property development and fundraising
  • 4. Corporate and commercial arrangements
  • 5. Finance, insurance and cross-border structures and securitisation, including regulatory passporting
  • 6. Mutual recognitions, international trade practices, jurisdictional regulation and tax regimes
  • 7. Corporate governance and risk management
  • 8. Mergers and acquisitions, including due diligence, both legal and financial
We’re here to help

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