Few industries are as regulated as the financial services industry. Our expert lawyers in this team, who have hands on experience as current responsible managers, have many years’ experience in compliance, due diligence defences and dealing with ASIC. This has given us uncanny insight in the operation with governing bodies and how to navigate, interpret and adhere to these rules. Protecting the licensee by ensuring the dealings are compliant in every way, is what we do.
Regulatory compliance in terms of acts, rules and regulations